Our experience in the area of Securities includes:
Public Offerings — We represent clients in public offerings of equity securities, serving as counsel for issuers. We are involved in initial public offerings, secondary offerings, and rights offerings.
Private Offerings/Venture Capital Financings — We serve as counsel for issuers of securities in private placements and venture capital financings. We have extensive experience in offerings made under Regulation D and in offerings made to foreign investors under Regulation S.
Federal Securities Law Compliance — We prepare and file registration statements for the registration of securities under the Securities Exchange Act of 1934. We also prepare and file periodic reports and proxy statements with the Securities and Exchange Commission. We advise clients about public dissemination of information, insider trading, and resales of unregistered securities. We prepare and file Form S-8 registration statements. We also have experience advising public companies regarding compliance with Sarbanes-Oxley.
Listing of Securities — We assist clients in the listing of securities on various stock exchanges and the inclusion of securities in other markets. We advise clients on ongoing compliance with the regulations of the exchanges and the NASD.
Blue Sky Laws — We prepare applications for registration of securities under the various state securities laws and advise clients on the availability of exemptions from registration under such laws.
